EDUCATIONAL BACKGROUND
The University of Texas at Dallas
* Master of Business Administration - MBA.
State Securities Law Exam
* (IA) Series 66 - Uniform Combined State Law Examination - Sep 7,2005.
* Series 63 - Uniform Securities Agent State Law Examination - Jul 7,1995.
General Industry/Products Exam
* SIE - Securities Industry Essentials Examination - Oct 1,2018.
* Series 7 - General Securities Representative Examination - May 15,1995.
Principal/Supervisory Exam
* Series 24 - General Securities Principal Examination - Oct 5,2005.
* Series 10 - General Securities Sales Supervisor - General Module Examination - Mar 15,2000.
* Series 9 - General Securities Sales Supervisor - Options Module Examination - Jan 13,2000.